Transaction · 0001104659-26-111315

Kaiser Jason

Kaiser Jason, PRES, reported a transaction classified as grant at CATERPILLAR INC involving 11.000000 shares for an estimated $9037.38. Reported holdings after the transaction were 5449.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code APRES
CATCATERPILLAR INC
Filing timeSep 28
Trade dateSep 25, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableNot calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$821.58
Pre-filing
1mo ago +0.0%1w ago -1.5%1d ago -2.0%
Returns since
7d30d90d180d1y

CAT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
CAT since 2026-09-28Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001104659-26-111315
Phantom Stock Units
Transaction date
Sep 25, 2026
Filed Sep 28, 2026, 07:01 PM · 3d delay
Shares
11 sh
$821.58 per share
Estimated value
$9.03k
Computed from shares × price
Holdings after
5.44k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
-10score
Filing-only score

-10

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Group President

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

  2. F2

    This total includes 6 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $821.58 and 5 shares that were…

  3. F3

    The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.

  4. F4

    Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phant…

Original filing · 0001104659-26-111315
Related transactions

0 other filings

Same reporting owner
Recent company activity

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