Transaction · 0001104659-26-111497

Han Elliot Jin

Han Elliot Jin, CIO, reported a transaction classified as other at C1 Fund Inc. involving 4057.000000 shares for an estimated $0.00. Reported holdings after the transaction were 27047.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JCIO
CFNDC1 Fund Inc.
Filing timeSep 29
Trade dateSep 05, 2025
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$2.99
Pre-filing
1mo ago1w ago +182.3%1d ago +193.0%
Returns since
7d30d90d180d1y

CFND price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
CFND since 2026-09-29Filed today · pre-filing context shaded
Loading…
Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001104659-26-111497
Common Stock
Transaction date
Sep 05, 2025
Filed Sep 29, 2026, 01:57 AM · 389d delay
Shares
4.05k sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
27.0k sh
Indirect · Via C1 Group LLC

Filing warnings

Notes recorded with this filing
3 warnings
amended filingThis transaction comes from an amended Form 4 filing.
delayed filingThe filing was reported 389 calendar days after the transaction date.
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Amended Filing Delayed Filing
-16score
Filing-only score

-16

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Investment Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwr…

  2. F2

    This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings.

Amended filing · 0001104659-26-111497
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

CFND