Lazar David E., CEO, reported a transaction classified as unknown at Aterian, Inc. involving 168900.000000 shares for an estimated $0.00. Reported holdings after the transaction were 706100.000000 shares. A 10b5-1 reference was not detected in the stored filing text.
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Chief Executive Officer
On September 25, 2026, the Reporting Person converted 168,900 shares of the Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") for no additional consideration.
Each of the Series AA Preferred Shares and the Series AAA Convertible Non-Redeemable Preferred Stock (the "Series AAA Preferred Shares") are perpetual and therefore have no expiration date.
On September 25, 2026, the Reporting Person sold 706,100 Series AA Preferred Shares and 1,750,000 Series AAA Preferred Shares to multiple purchasers for an aggregate purchase price of $12,000,000, pur…
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