Transaction · 0001437749-26-031596

Newton Kiera

Newton Kiera, DIR, reported an open-market or private sale at HENNESSY ADVISORS INC involving 504.000000 shares for an estimated $5050.08. Reported holdings after the transaction were 20598.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SDIR
HNNAHENNESSY ADVISORS INC
Filing timeSep 30
Trade dateSep 29, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded2.39%Shares sold ÷ (holdings after + shares sold). Estimated position before: 21,102 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$10.10
Pre-filing
1mo ago1w ago +3.8%1d ago -0.8%
Returns since
7d30d90d180d1y

HNNA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
HNNA since 2026-09-30Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001437749-26-031596
Common Stock
Transaction date
Sep 29, 2026
Filed Sep 30, 2026, 08:03 PM · 1d delay
Shares
504 sh
$10.02 per share
Estimated value
-$5.05k
Computed from shares × price
Holdings after
20.5k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended

No footnotes recorded.

Original filing · 0001437749-26-031596
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

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