Transaction · 0001437749-26-031803

Sugarman Steven

Sugarman Steven, PRES, reported a transaction classified as exercise at PATRIOT NATIONAL BANCORP INC involving 1147031.000000 shares for an estimated $0.00. Reported holdings after the transaction were 3485140.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MPRES
PNBKPATRIOT NATIONAL BANCORP INC
Filing timeOct 02
Trade dateOct 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$0.93
Pre-filing
1mo ago +14.0%1w ago -1.1%1d ago -1.1%
Returns since
7d30d90d180d1y

PNBK price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
PNBK since 2026-10-02Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001437749-26-031803
Voting Common Stock
Transaction date
Oct 01, 2026
Filed Oct 02, 2026, 03:27 PM · 1d delay
Shares
1.14M sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
3.48M sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Holdings Increase
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President and CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (…

  2. F2

    Represents 583,609 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a pri…

  3. F3

    The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

Original filing · 0001437749-26-031803
Related transactions

0 other filings

Same reporting owner
Recent company activity

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PNBK