PFG

PRINCIPAL FINANCIAL GROUP INC

NasdaqFinancialsAccident & Health Insurance

Insider activity for last month from 09/23 to 10/23.

How these metrics are calculated

Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.

Total buying$00 buys
Total selling$00 sells
Net open-market+$0Buying minus selling
Active insiders21Distinct reporting owners

Insider activity report

Calendar-month buckets within the selected date range

Latest filing: Sep 29, 2026

Open-market transaction mix · 0 transactions in the selected period

Code A includes awards, grants and other acquisitions; these are not open-market buys. A rolling period can include partial calendar months.

View exact monthly counts and disclosed values
Monthly activity within the selected period; unknown values remain unknown.
MonthBuysSellsAwards (A)Buy valueSell valueNet P/S value
Sep 20260026$0$0$0
Oct 2026000$0$0$0

Distinct insiders active

Reporting-owner CIKs by month · peak Sep 2026 (21)
Sep 2026: 21 insidersOct 2026: 0 insiders
Sep 2026Oct 2026
21distinct insiders in selected period
Largest insider activity
By absolute net disclosed value · current transaction page
5 insiders
  • RA
    Rivera AlfredoDIR · 0 buys · 0 sells · 2 awards (A)
    +$2.8klast 09/29/2026
  • AJ
    Auerbach JonathanDIR · 0 buys · 0 sells · 1 awards (A)
    +$0last 09/29/2026
  • BE
    Beams Mary E.DIR · 0 buys · 0 sells · 1 awards (A)
    +$0last 09/29/2026
  • MC
    Muruzabal ClaudioDIR · 0 buys · 0 sells · 1 awards (A)
    +$0last 09/29/2026
  • NC
    Nordin Diane CDIR · 0 buys · 0 sells · 1 awards (A)
    +$0last 09/29/2026

PFG transaction history

Newest filings · 20 transactions per page

Latest insider transactions

Form 4 filings from last month.
Newest company filings
CompanyInsiderActivityDisclosed valueFiled (ET)
PFGPRINCIPAL FINANCIAL GROUP INC
Auerbach JonathanDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Beams Mary E.DIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Muruzabal ClaudioDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Nordin Diane CDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Pickerell BlairDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Richer Clare StackDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Mitchell H ElizabethDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Carter Miller JocelynDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Rivera AlfredoDIRA · grantDerivative securitySEC filing ↗$2.75kView disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Rivera AlfredoDIRA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Brown Timothy W.EVP · GCA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Agrawal VivekEVP · CGOA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Cheong Wee YeePRES · MEA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Littlefield Christopher JPRESA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
McCullum Kenneth A.ECROA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Pitz JoelEVP · CFOA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Pitz JoelEVP · CFOA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Bhatia KamalPRESA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Kay Kathleen BCIOA · grantSEC filing ↗$0View disclosure →
PFGPRINCIPAL FINANCIAL GROUP INC
Friedrich Amy ChristinePRESA · grantSEC filing ↗$0View disclosure →

Filing-only signals

Deterministic matches in the selected period

Recent filing activity
Most recent 6 transactions on this page · color = transaction code

Filing detail checks

Secondary metrics for the selected period
Largest buy-
Largest sale-
10b5-1 detected0
Amended rows0

Transaction codes

By Form 4 transaction code in selected period
26transactionstxns
  • A · Grants / awards · dominant26 · 100%

Activity by reported role

A joint filing can contribute to multiple roles
Director14
PRES6
EVP4
Chief financial officer2
CHAIR2
CGO1
CIO1
ECRO1
GC1
ME1

Reported Holdings After

Separated by insider, security, and ownership type

Rivera AlfredoCommon Stock · Direct
16.6k3.3kSep 25, 2026Sep 25, 2026
3,303Sep 25, 2026
Hochschild Roger CCommon Stock · Direct
41.8k41.8kSep 25, 2026Sep 25, 2026
41,762Sep 25, 2026
Hochschild Roger CPhantom Stock Units · Direct
29.9k29.9kSep 25, 2026Sep 25, 2026
29,892Sep 25, 2026
Mills ScottCommon Stock · Direct
36.4k36.4kSep 25, 2026Sep 25, 2026
36,386Sep 25, 2026
Mills ScottPhantom Stock Units · Direct
20.6k20.6kSep 25, 2026Sep 25, 2026
20,643Sep 25, 2026

These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.

Filing activity heatmap
Current transaction page only · each cell is a filing date · buys green, sells red
1 active days
Sep 23 → Oct 23
LessMore

PRINCIPAL FINANCIAL GROUP INC Insider Activity FAQ

SEC Form 4 context

Who recently reported transactions at PRINCIPAL FINANCIAL GROUP INC?

Auerbach Jonathan, Beams Mary E., Muruzabal Claudio, Nordin Diane C, Pickerell Blair, Richer Clare Stack, Mitchell H Elizabeth, Carter Miller Jocelyn, RIVERA ALFREDO, Brown Timothy W., Agrawal Vivek, Cheong Wee Yee.

When was the latest reported open-market purchase?

No code-P purchase is available for this period.

When was the latest reported open-market sale?

No code-S sale is available for this period.

What is the recent purchase and sale balance?

No code-P purchases or code-S sales were reported in the selected period.

Where can I see the original SEC filing?

Every transaction row and latest-activity fact links to its original SEC filing.

What do these Form 4 transaction codes mean?

P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.