Latest filingSep 09, 2026Most recent Form 4
RKT
Rocket Companies, Inc.
NYSEFinancialsMortgage Bankers & Loan Correspondents
Insider activity for last month from 08/10 to 09/10. Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.
Total buying$00 buys
Total selling$00 sells
Net open-market+$010 insiders
Open-market mix
Buy vs sell distribution by transaction countInsider activity report
Monthly open-market purchase and sale counts Buys Sells
Transaction codes
By Form 4 transaction code in selected period14transactions
- F · Tax withholding · dominant10 · 71%
- M · Option exercise2 · 14%
- A · Grants / awards1 · 7%
- J · Other1 · 7%
Activity by reported role
A joint filing can contribute to multiple roles18transactions
- Director · dominant4 · 22%
- Chief executive officer3 · 17%
- PRES3 · 17%
- Chief financial officer2 · 11%
- CAO1 · 6%
- CBO1 · 6%
- CMO1 · 6%
- COO1 · 6%
- CTO1 · 6%
- RM1 · 6%
Distinct insiders active
Reporting-owner CIKs by month · peak Sep 2026 (9)Aug 2026Sep 2026
Reported Holdings After
Separated by insider, security, and ownership typeRizik MatthewClass A common stock · Direct
2,439,337Sep 07, 2026
Krishna VarunClass A common stock · Direct
1,958,664Sep 08, 2026
Brown Brian NicholasClass A common stock · Direct
1,624,066Sep 08, 2026
Watterson SarahClass A common stock · Direct
14,566Aug 17, 2026
Mildenhall JonathanClass A common stock · Direct
808,657Sep 07, 2026
Rizik MatthewCash-Settled Restricted Stock Units · Direct
105,695Sep 07, 2026
Lovier Heather M.Class A common stock · Direct
2,259,115Sep 07, 2026
Bray Jesse KClass A common stock · Direct
7,870,140Sep 07, 2026
These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.
Filing activity heatmap
Each cell is one day · intensity = transactions · buys green, sells redAug 10 → Sep 10
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Top insiders
By absolute net value across the selected period- KV-$2.6M
- MJ-$1.1M
- LM-$867.1k
- BD-$862.1k
- BN-$825.6k
Recent filing activity
Most recent 12 transactions · color = transaction code- FTax withholding09/09-$86.2MSEC
- FTax withholding09/09-$16.8MSEC
- FTax withholding09/09-$20.6MSEC
- FTax withholding09/09-$61.9MSEC
- FTax withholding09/09-$53.3MSEC
- FTax withholding09/09-$41.1MSEC
- FTax withholding09/09-$86.7MSEC
- FTax withholding09/09-$81.9MSEC
- FTax withholding09/09-$178MSEC
- MOption exercise09/09$0SEC
- JOther09/09-$20.8MSEC
- MOption exercise09/09—SEC
Filing detail checks
Secondary metrics for the selected periodFiling-only signals
Deterministic matches in the selected period
RKT transaction history
Filters apply within this company and selected period by default| Ticker | Insider | Role | Type | Shares | Value | Code | Signals | 90d return | Filed | Trans date |
|---|---|---|---|---|---|---|---|---|---|---|
| RKT | Banfield William D. | CBO | withholding | 61.3k | -$86.2M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Edwards Noah A. | CAO | withholding | 12.0k | -$16.8M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Brown Brian Nicholas | PRESCFO | withholding | 14.6k | -$20.6M | F | — | 0.0% | 09/09 | 09/08 |
| RKT | Brown Brian Nicholas | PRESCFO | withholding | 44.0k | -$61.9M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Malhotra Shawn | CTO | withholding | 37.9k | -$53.3M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Bray Jesse K | PRESCEORM | withholding | 29.2k | -$41.1M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Lovier Heather M. | COO | withholding | 61.6k | -$86.7M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Krishna Varun | CEO | withholding | 58.2k | -$81.9M | F | — | 0.0% | 09/09 | 09/08 |
| RKT | Krishna Varun | CEO | withholding | 126k | -$178M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Rizik Matthew | DIR | exercise | 14.7k | $0 | M | — | 0.0% | 09/09 | 09/07 |
| RKT | Rizik Matthew | DIR | other | 14.7k | -$20.8M | J | — | 0.0% | 09/09 | 09/07 |
| RKT | Rizik Matthew | DIR | exercise | 14.7k | — | M | — | 0.0% | 09/09 | 09/07 |
| RKT | Mildenhall Jonathan | CMO | withholding | 80.2k | -$112M | F | — | 0.0% | 09/09 | 09/07 |
| RKT | Watterson Sarah | DIR | grant | 14.5k | $0 | A | −10.1% | 08/17 | 08/17 |
Rocket Companies, Inc. Insider Activity FAQ
SEC Form 4 contextWho recently reported transactions at Rocket Companies, Inc.?
Banfield William D., Edwards Noah A., Brown Brian Nicholas, Malhotra Shawn, Bray Jesse K, Lovier Heather M., Krishna Varun, Rizik Matthew, Mildenhall Jonathan, Watterson Sarah.
When was the latest reported open-market purchase?
No code-P purchase is available for this period.
When was the latest reported open-market sale?
No code-S sale is available for this period.
What is the recent purchase and sale balance?
No code-P purchases or code-S sales were reported in the selected period.
Where can I see the original SEC filing?
Every transaction row and latest-activity fact links to its original SEC filing.
What do these Form 4 transaction codes mean?
P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.