Transaction · 0001240807-26-000006

YEE MICHAEL

YEE MICHAEL, PM, reported an open-market or private sale at Virtus Equity & Convertible Income Fund involving 4605.168400 shares for an estimated $122267.22. Reported holdings after the transaction were 0.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SPM
NIEVirtus Equity & Convertible Income Fund
Filing timeAug 26
Trade dateAug 10, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
Returns since

NIE price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
NIE since 2026-08-26Filed 9 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001240807-26-000006
Virtus Equity & Convertible Income Fund
Transaction date
Aug 10, 2026
Filed Aug 26, 2026, 07:55 PM · 16d delay
Shares
4.60k sh
$2.65k per share
Estimated value
-$12.2M
Computed from shares × price
Holdings after
0 sh
Direct

Filing warnings

Notes recorded with this filing
2 warnings
amended filingThis transaction comes from an amended Form 4 filing.
delayed filingThe filing was reported 16 calendar days after the transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Amended Filing Delayed Filing Direct Ownership
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector No10% NoOther Yes
Footnotes & amended

No footnotes recorded.

Amended filing · 0001240807-26-000006
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

NIE