Transaction · 0001104659-26-102419

Kaiser Jason

Kaiser Jason, PRES, reported a transaction classified as grant at CATERPILLAR INC involving 11.000000 shares for an estimated $9041.23. Reported holdings after the transaction were 5476.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code APRES
CATCATERPILLAR INC
Trade date
Aug 26, 2026
Filing date
Aug 27, 2026
View on SEC Insider profile
Estimated value$9.04kShares × reported price
Shares traded11$821.93 per share
Holdings after5.47kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

CAT price since this filing

Daily closing prices, with the filing date and available return windows
CAT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +6.9%1w ago -0.1%1d ago -0.6%
Returns since7d -2.1%30d +0.6%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001104659-26-102419
Phantom Stock Units
Transaction date
Aug 26, 2026
Filed Aug 27, 2026, 07:46 PM · 1d delay
Shares
11 sh
$821.93 per share
Estimated value
$9.04k
Computed from shares × price
Holdings after
5,476 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Group President

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

  2. F2

    This total includes 6 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $821.93 and 5 shares that were…

  3. F3

    The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.

  4. F4

    Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phant…

Original filing · 0001104659-26-102419
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

CAT