Transaction · 0001213900-26-091582

Oberbeck Christian L

Oberbeck Christian L, CEO, DIR, reported a transaction classified as other at SARATOGA INVESTMENT CORP. involving 280.000000 shares for an estimated $0.00. Reported holdings after the transaction were 18767.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JCEO, DIR
SARSARATOGA INVESTMENT CORP.
Trade date
Aug 18, 2026
Filing date
Aug 19, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded280$0.00 per share
Holdings after18.7kIndirect · By CLO Partners LLC
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

SAR price since this filing

Daily closing prices, with the filing date and available return windows
SAR · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +4.3%1w ago +4.1%1d ago -0.5%
Returns since7d -2.0%30d -6.2%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001213900-26-091582
Common Stock
Transaction date
Aug 18, 2026
Filed Aug 19, 2026, 06:32 PM · 1d delay
Shares
280 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
18,767 sh
Indirect · By CLO Partners LLC
Filing-only score

0 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • ambiguous_code-4 points

    transaction_code = J

    Other/ambiguous code reduces confidence.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CEO and Director

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    On August 18, 2026, Mr. Oberbeck transferred a total of 280 shares of common stock to a Saratoga employee as compensation.

Original filing · 0001213900-26-091582
Related transactions

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