Transaction · 0001437749-26-029120

Lo Thomas M.

Lo Thomas M., EVP, CAO, reported an open-market or private sale at CATHAY GENERAL BANCORP involving 1600.000000 shares for an estimated $99952.00. Reported holdings after the transaction were 2362.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SEVP, CAO
CATYCATHAY GENERAL BANCORP
Filing timeAug 27
Trade dateAug 25, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
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Returns since
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CATY price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
CATY since 2026-08-27Filed 8 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001437749-26-029120
Common Stock
Transaction date
Aug 25, 2026
Filed Aug 27, 2026, 11:20 PM · 2d delay
Shares
1.60k sh
$6.24k per share
Estimated value
-$9.99M
Computed from shares × price
Holdings after
2.36k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Cluster Selling Direct Ownership Large Holdings Reduction
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP, Chief Admin Officer

Officer YesDirector No10% NoOther No
Footnotes & amended

No footnotes recorded.

Original filing · 0001437749-26-029120
Related transactions

0 other filings

Same reporting owner
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