Transaction · 0001628280-26-057522

Pollock Frederick

Pollock Frederick, CIO, reported a transaction classified as exercise at GCM Grosvenor Inc. involving 60870.000000 shares. Reported holdings after the transaction were 837142.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCIO
GCMGGCM Grosvenor Inc.
Estimated value—Shares × reported price
Shares traded60.8kPrice unknown
Holdings after837kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

GCMG price since this filing

Daily closing prices, with the filing date and available return windows
GCMG · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -1.2%1w ago -0.6%1d ago +1.5%
Returns since7d -1.9%30d -5.3%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001628280-26-057522
Class A Common Stock
Transaction date
Aug 15, 2026
Filed Aug 18, 2026, 12:18 AM · 3d delay
Shares
60,870 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
837,142 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-2 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Investment Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class…

  2. F2

    Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

  3. F3

    Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The…

Original filing · 0001628280-26-057522
Related transactions

0 other transactions

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