Transaction · 0001879974-26-000010

Hathi Neesha

Hathi Neesha, MD, HWA, BNK, TST, reported a transaction classified as exercise at SCHWAB CHARLES CORP involving 3177.000000 shares for an estimated $165362.85. Reported holdings after the transaction were 0.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MMD, HWA, BNK, TST
SCHWSCHWAB CHARLES CORP
Trade date
Aug 28, 2026
Filing date
Aug 31, 2026
View on SEC Insider profile
Estimated value$165kShares × reported price
Shares traded3.17k$52.05 per share
Holdings after0Direct
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

SCHW price since this filing

Daily closing prices, with the filing date and available return windows
SCHW · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -4.9%1w ago +2.3%1d ago -1.6%
Returns since7d -0.5%30d -11.0%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001879974-26-000010
Common Stock
Transaction date
Aug 28, 2026
Filed Aug 31, 2026, 10:30 PM · 3d delay
Shares
3,177 sh
$52.05 per share
Estimated value
$165k
Computed from shares × price
Holdings after
0 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

MD, Head Wealth Adv, Bnk, Tst

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Reflects the contribution of the shares received upon exercise of the option to a trust.

  2. F2

    The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on May 29, 2026.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $107.805 to $108.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to pro…

  4. F4

    The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Original filing · 0001879974-26-000010
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