Transaction · 0001104659-26-104202
CATCATERPILLAR INC
Creed Joseph E
Creed Joseph E, CEO, reported an open-market or private sale at CATERPILLAR INC involving 4831.000000 shares for an estimated $3931081.32. Reported holdings after the transaction were 34555.000000 shares. A 10b5-1 reference was not detected in the stored filing text.
Open-market sellSEC transaction code SCEO
- Trade date
- Aug 28, 2026
- Filing date
- Sep 01, 2026
How reported position traded is calculated
Shares sold ÷ (holdings after + shares sold). Estimated position before: 39,386 shares.
Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.
CAT price since this filing
Daily closing prices, with the filing date and available return windowsCAT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +0.5%1w ago +6.3%1d ago +4.9%
Returns since7d +5.6%30d +4.1%90d180d1y
Transaction facts
Stored Form 4 columns with their raw values
- Type
- Sell Code S
- Identifier
- 0001104659-26-104202 Common Stock
- Transaction date
- Aug 28, 2026 Filed Sep 01, 2026, 04:32 PM · 4d delay
- Shares
- 4,831 sh $813.72 per share
- Estimated value
- -$3.93M Computed from shares × price
- Holdings after
- 34,555 sh Direct
Filing signal explanations
Badges describe filing facts only — not predictions.
Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Sale Repeat Seller
Filing-only score
+6 points
Compact filing score computed from stored Form 4 facts. Version v1.
Positive filing signal
This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.
How this score is calculated
- direct_ownership+6 points
direct_or_indirect_ownership = D
Direct ownership reports the insider's personal stake.
Signed filing-only points, not a probability or expected return. Version v1.
Reported relationships & other filings
Form 4 relationship flags and nearby filing context
Reported roles
Chief Executive Officer
Officer YesDirector No10% NoOther No
Footnotes & amended
- F1
This transaction includes dividends accrued.
- F2
The transaction was executed in multiple trades at prices ranging from $799.67 to $800.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F3
The transaction was executed in multiple trades at prices ranging from $800.68 to $801.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F4
The transaction was executed in multiple trades at prices ranging from $801.68 to $802.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F5
The transaction was executed in multiple trades at prices ranging from $802.72 to $803.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F6
The transaction was executed in multiple trades at prices ranging from $803.73 to $804.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F7
The transaction was executed in multiple trades at prices ranging from $804.78 to $805.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F8
The transaction was executed in multiple trades at prices ranging from $805.80 to $806.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F9
The transaction was executed in multiple trades at prices ranging from $806.85 to $807.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F10
The transaction was executed in multiple trades at prices ranging from $807.87 to $808.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F11
The transaction was executed in multiple trades at prices ranging from $808.81 to $809.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F12
The transaction was executed in multiple trades at prices ranging from $809.81 to $810.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F13
The transaction was executed in multiple trades at prices ranging from $810.81 to $811.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F14
The transaction was executed in multiple trades at prices ranging from $811.82 to $812.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F15
The transaction was executed in multiple trades at prices ranging from $813.23 to $813.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to…
- F16
The information in this report is based on a 401(k) plan statement dated as of July 31, 2026.
- F17
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments in the first, second and third anniversaries of the gr…
Related transactions
Same SEC filing0 other transactions
Recent company activity
CAT0 recent txs