Transaction · 0001628280-26-059791

Bernard Edward C

BERNARD EDWARD C, DIR, reported a transaction classified as grant at LPL Financial Holdings Inc. involving 3.000000 shares for an estimated $0.00. Reported holdings after the transaction were 16262.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
LPLALPL Financial Holdings Inc.
Trade date
Aug 28, 2026
Filing date
Sep 01, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded3$0.00 per share
Holdings after16.2kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

LPLA price since this filing

Daily closing prices, with the filing date and available return windows
LPLA · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -5.6%1w ago +1.0%1d ago +1.0%
Returns since7d -2.1%30d -12.7%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001628280-26-059791
Common Stock
Transaction date
Aug 28, 2026
Filed Sep 01, 2026, 08:07 PM · 4d delay
Shares
3 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
16,262 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting perso…

Original filing · 0001628280-26-059791
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