Transaction · 0001767033-26-000010

Ozgen Mustafa

Ozgen Mustafa, PRES, PROD, T, reported a transaction classified as exercise at ROKU, INC involving 16151.000000 shares for an estimated $0.00. Reported holdings after the transaction were 35336.000000 shares. The stored filing text includes a detected 10b5-1 reference.

exerciseSEC transaction code MPRES, PROD, T
ROKUROKU, INC
Trade date
Sep 01, 2026
Filing date
Sep 03, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded16.1k$0.00 per share
Holdings after35.3kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

ROKU price since this filing

Daily closing prices, with the filing date and available return windows
ROKU · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -8.4%1w ago +0.7%1d ago -0.9%
Returns since7d -2.6%30d -3.7%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001767033-26-000010
Class A Common Stock
Transaction date
Sep 01, 2026
Filed Sep 03, 2026, 11:39 PM · 2d delay
Shares
16,151 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
35,336 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Holdings Increase 10b5-1 Detected
Filing-only score

0 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Pres, Devices, Prod, and Tech

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.

  2. F2

    Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

  3. F3

    Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

  4. F4

    This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

  5. F5

    This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

  6. F6

    This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

Original filing · 0001767033-26-000010
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Recent company activity

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ROKU