Transaction · 0001493152-26-041632

McAndrew Walter Thomas Jr.

McAndrew Walter Thomas Jr., 10%, reported a transaction classified as other at ERock, Inc. involving 50550.000000 shares. Reported holdings after the transaction were 50550.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code J10%
EROCERock, Inc.
Trade date
Jun 11, 2026
Filing date
Sep 05, 2026
View on SEC Insider profile
Estimated value—Shares × reported price
Shares traded50.5kPrice unknown
Holdings after50.5kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
3 warnings
delayed filingThe filing was reported 86 calendar days after the transaction date.
missing priceThe filing did not provide a usable price per share.
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

EROC price since this filing

Daily closing prices, with the filing date and available return windows
EROC · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001493152-26-041632
Class A common stock, par value $0.01
Transaction date
Jun 11, 2026
Filed Sep 05, 2026, 12:36 AM · 86d delay
Shares
50,550 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
50,550 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Increase
Filing-only score

-12 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • ambiguous_code-4 points

    transaction_code = J

    Other/ambiguous code reduces confidence.
  • delayed_filing-6 points

    reporting_delay_days = 86

    Filing delay exceeds the configured threshold.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector No10% YesOther No
Footnotes & amended
  1. F1

    In connection with the initial public offering (the "IPO") of shares of Class A common stock, par value $0.01 per share (such shares, "Class A Shares"), of ERock, Inc. (the "Issuer"), the Issuer consu…

  2. F2

    Shares of the Issuer's Class B common stock, par value $0.01 per share (such shares, "Class B Shares"), have no economic value and entitle the holder to one vote per Class B Share held. One Class B Sh…

  3. F3

    The Issuer used approximately $7.4 million of the IPO proceeds to purchase 372,093 Class B Units of ER Holdings from Mr. McAndrew. Upon such purchase, 372,093 of the Issuer's Class B Shares held by Mr…

  4. F4

    The Issuer used approximately $1.8 million of the IPO proceeds to purchase 93,023 Class B Units of ER Holdings from McAndrew Holdings, Ltd. ("Holdings"). Upon such purchase, 93,023 of the Issuer's Cla…

  5. F5

    These securities are owned directly by Holdings. Mr. McAndrew may be deemed to share voting and investment power over the securities held by Holdings in his capacity as a manager of McAndrew Holdings,…

  6. F6

    The Class B Units of ER Holdings are exchangeable, at the holder's option, on a one-for-one basis into Class A Shares of the Issuer. Upon the exchange of Class B Units into Class A Shares, an equivale…

Original filing · 0001493152-26-041632
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