Transaction · 0000707605-26-000060

FINUI DAVID A

FINUI DAVID A, EAW, CM, reported a transaction classified as exercise at AMERISERV FINANCIAL INC /PA/ involving 3498.000000 shares for an estimated $11613.36. Reported holdings after the transaction were 5748.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEAW, CM
ASRVAMERISERV FINANCIAL INC /PA/
Filing timeSep 08
Trade dateAug 31, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$4.65
Pre-filing
1mo ago -1.7%1w ago +3.2%1d ago +3.2%
Returns since
7d +0.0%30d +0.0%90d +0.0%180d +0.0%1y +0.0%

ASRV price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
ASRV since 2026-09-08Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0000707605-26-000060
Common Stock
Transaction date
Aug 31, 2026
Filed Sep 08, 2026, 08:18 PM · 8d delay
Shares
3.49k sh
$332 per share
Estimated value
$1.16M
Computed from shares × price
Holdings after
5.74k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 8 calendar days after the transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Delayed Filing Direct Ownership Large Holdings Increase
0score
Filing-only score

0

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP - ASRV Wealth & Cap. Mgmt.

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances.

  2. F2

    This transaction relates to a cashless stock option exercise.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to…

Original filing · 0000707605-26-000060
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Same reporting owner
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ASRV