Transaction · 0000707605-26-000060

Finui David A

FINUI DAVID A, EAW, CM, reported a transaction classified as exercise at AMERISERV FINANCIAL INC PA involving 6502.000000 shares for an estimated $21586.64. Reported holdings after the transaction were 8752.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEAW, CM
ASRVAMERISERV FINANCIAL INC PA
Trade date
Sep 04, 2026
Filing date
Sep 08, 2026
View on SEC Insider profile
Estimated value$21.5kShares × reported price
Shares traded6.50k$3.32 per share
Holdings after8.75kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

ASRV price since this filing

Daily closing prices, with the filing date and available return windows
ASRV · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -0.6%1w ago +3.2%1d ago +9.0%
Returns since7d +3.9%30d -4.3%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0000707605-26-000060
Common Stock
Transaction date
Sep 04, 2026
Filed Sep 08, 2026, 08:18 PM · 4d delay
Shares
6,502 sh
$3.32 per share
Estimated value
$21.5k
Computed from shares × price
Holdings after
8,752 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Holdings Increase
Filing-only score

+6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP - ASRV Wealth & Cap. Mgmt.

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances.

  2. F2

    This transaction relates to a cashless stock option exercise.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to…

Original filing · 0000707605-26-000060
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