Transaction · 0000707605-26-000060

FINUI DAVID A

FINUI DAVID A, EAW, CM, reported an open-market or private sale at AMERISERV FINANCIAL INC /PA/ involving 6502.000000 shares for an estimated $31014.54. Reported holdings after the transaction were 2250.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SEAW, CM
ASRVAMERISERV FINANCIAL INC /PA/
Filing timeSep 08
Trade dateSep 04, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$4.65
Pre-filing
1mo ago -0.6%1w ago +3.2%1d ago +9.0%
Returns since
7d +0.0%30d +0.0%90d +0.0%180d +0.0%1y +0.0%

ASRV price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
ASRV since 2026-09-08Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0000707605-26-000060
Common Stock
Transaction date
Sep 04, 2026
Filed Sep 08, 2026, 08:18 PM · 4d delay
Shares
6.50k sh
$477 per share
Estimated value
-$3.10M
Computed from shares × price
Holdings after
2.25k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership Large Holdings Reduction
+6score
Filing-only score

+6

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP - ASRV Wealth & Cap. Mgmt.

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances.

  2. F2

    This transaction relates to a cashless stock option exercise.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to…

Original filing · 0000707605-26-000060
Related transactions

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Same reporting owner
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ASRV