Transaction · 0001193125-26-386706

Carroll Brendan

Carroll Brendan, DIR, reported an open-market or private sale at Dave Inc. DE involving 300000.000000 shares for an estimated $594000.00. Reported holdings after the transaction were 109985.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SDIR
DAVEDave Inc. DE
Trade date
Sep 04, 2026
Filing date
Sep 09, 2026
View on SEC Insider profile
Estimated value-$594kShares × reported price
Shares traded300k$1.98 per share
Holdings after109kIndirect · By Trust
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

DAVE price since this filing

Daily closing prices, with the filing date and available return windows
DAVE · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +18.9%1w ago +4.6%1d ago +8.0%
Returns since7d +1.1%30d +1.8%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
Sell
Code S
Identifier
0001193125-26-386706
Warrant (Right to Buy)
Transaction date
Sep 04, 2026
Filed Sep 09, 2026, 10:00 PM · 5d delay
Shares
300,000 sh
$1.98 per share
Estimated value
-$594k
Computed from shares × price
Holdings after
109,985 sh
Indirect · By Trust

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Large Holdings Reduction
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Represents warrants previously acquired in a pro-rata, in-kind distribution by an LLC to its investors, which was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934…

  2. F2

    The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.87 to $2.04, inclusive. The Reporting Person undertakes to provi…

Original filing · 0001193125-26-386706
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