Transaction · 0001437749-26-030009

Brown Brian Michael

Brown Brian Michael, CLO, reported a transaction classified as withholding at AvePoint, Inc. involving 2834.000000 shares for an estimated $38060.62. Reported holdings after the transaction were 346528.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

withholdingSEC transaction code FCLO
AVPTAvePoint, Inc.
Trade date
Sep 04, 2026
Filing date
Sep 09, 2026
View on SEC Insider profile
Estimated value-$38.0kShares × reported price
Shares traded2.83k$13.43 per share
Holdings after346kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

AVPT price since this filing

Daily closing prices, with the filing date and available return windows
AVPT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +3.4%1w ago +8.0%1d ago +4.7%
Returns since7d +3.6%30d +12.9%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001437749-26-030009
Common Stock
Transaction date
Sep 04, 2026
Filed Sep 09, 2026, 11:01 PM · 5d delay
Shares
2,834 sh
$13.43 per share
Estimated value
-$38.0k
Computed from shares × price
Holdings after
346,528 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Legal Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents…

  2. F2

    Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance…

  3. F3

    Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Secur…

Original filing · 0001437749-26-030009
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

AVPT