Transaction · 0001104659-26-106748

Puri Raj K.

Puri Raj K., CRO, reported a transaction classified as exercise at IOVANCE BIOTHERAPEUTICS, INC. involving 9766.000000 shares for an estimated $0.00. Reported holdings after the transaction were 58599.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCRO
IOVAIOVANCE BIOTHERAPEUTICS, INC.
Trade date
Sep 08, 2026
Filing date
Sep 10, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded9.76k$0.00 per share
Holdings after58.5kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

IOVA price since this filing

Daily closing prices, with the filing date and available return windows
IOVA · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago +7.9%
Returns since7d +23.1%30d +79.6%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0001104659-26-106748
Restricted Stock Units
Transaction date
Sep 08, 2026
Filed Sep 10, 2026, 09:00 PM · 2d delay
Shares
9,766 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
58,599 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Regulatory Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents such shares underlying the restricted stock units ("RSUs") which vested on the transaction date.

  2. F2

    Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of the RSUs. This is not an open market sale of securities.

  3. F3

    Represents the common stock remaining after deducting the common stock withheld for taxes.

  4. F4

    Each RSU represents a contingent right to receive one share of the Issuer's common stock.

  5. F5

    The remaining RSUs will vest in equal quarterly installments.

  6. F6

    Such aggregate number reflects the remainder of such RSUs granted on March 5, 2025, but does not include any other RSUs held by such Reporting Person.

Original filing · 0001104659-26-106748
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