Transaction · 0001832812-26-000010

Gu Paul

Gu Paul, CEO, reported an open-market or private purchase at Upstart Holdings, Inc. involving 50000.000000 shares for an estimated $1277500.00. Reported holdings after the transaction were 130000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PCEO
UPSTUpstart Holdings, Inc.
Trade date
Sep 10, 2026
Filing date
Sep 10, 2026
View on SEC Insider profile
Disclosed value$1.27MShares × reported price
Shares traded50.0k$25.55 per share
Holdings after130kIndirect · by LLC
% of reported position traded62.5%This security and ownership context
How reported position traded is calculated

Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 80,000 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

UPST price since this filing

Daily closing prices, with the filing date and available return windows
UPST · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +19.1%1w ago +13.6%1d ago +3.1%
Returns since7d -1.3%30d -4.0%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001832812-26-000010
Common Stock
Transaction date
Sep 10, 2026
Filed Sep 10, 2026, 11:13 PM · 0d delay
Shares
50,000 sh
$25.55 per share
Estimated value
$1.27M
Computed from shares × price
Holdings after
130,000 sh
Indirect · by LLC

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
CEO Buy Director Buy Large Buy Large Holdings Increase
Filing-only score

+46 points

Compact filing score computed from stored Form 4 facts. Version v1.

Strong filing signal

This filing has a high positive filing-only score. It may deserve closer research, but it is not an investment recommendation.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • ceo_buy+12 points

    is_officer + officer_title/role mentions CEO

    CEO open-market purchase.
  • large_buy_absolute+10 points

    large-buy signal with absolute_triggered = true

    Open-market purchase exceeds the configured absolute threshold.
  • large_holdings_increase+8 points

    large-holdings-increase signal matched

    Reported acquired shares meet the configured percentage of post-transaction holdings.
  • timely_filing+4 points

    reporting_delay_days = 0

    Filing reported within two business days of the transaction.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide t…

  2. F2

    The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member.

  3. F3

    Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of…

  4. F4

    The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee.

  5. F5

    The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is the trustee.

Original filing · 0001832812-26-000010
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