Transaction · 0001829126-26-010034

Lazar David E.

Lazar David E., CEO, reported a transaction classified as grant at Aterian, Inc. involving 1750000.000000 shares for an estimated $3500000.00. Reported holdings after the transaction were 1750000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACEO
ATERAterian, Inc.
Trade date
Jul 17, 2026
Filing date
Sep 11, 2026
View on SEC Insider profile
Disclosed value$3.50MShares × reported price
Shares traded1.75M$2.00 per share
Holdings after1.75MDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 56 calendar days after the transaction date.

ATER price since this filing

Daily closing prices, with the filing date and available return windows
ATER · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d -10.4%30d -20.8%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001829126-26-010034
Series AAA Convertible Non-Redeemable Preferred Stock
Transaction date
Jul 17, 2026
Filed Sep 11, 2026, 05:54 PM · 56d delay
Shares
1,750,000 sh
$2.00 per share
Estimated value
$3.50M
Computed from shares × price
Holdings after
1,750,000 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Derivative Transaction Direct Ownership Large Holdings Increase
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
  • delayed_filing-6 points

    reporting_delay_days = 56

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% YesOther No
Footnotes & amended
  1. F1

    On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purch…

  2. F2

    Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

  3. F3

    Following stockholder approval on July 17, 2026, the Series AA Preferred Shares are convertible into shares of Common Stock at the option of the Reporting Person for no additional consideration. On Au…

Original filing · 0001829126-26-010034
Related transactions

0 other transactions

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