Transaction · 0001104659-26-107116

Tu William

Tu William, SVP, CTRL, reported a transaction classified as exercise at Glass House Brands Inc. involving 5800.000000 shares for an estimated $0.00. Reported holdings after the transaction were 139271.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MSVP, CTRL
GLASGlass House Brands Inc.
Trade date
Sep 01, 2026
Filing date
Sep 11, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded5.80k$0.00 per share
Holdings after139kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 10 calendar days after the transaction date.

GLAS price since this filing

Daily closing prices, with the filing date and available return windows
GLAS · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0001104659-26-107116
Restricted Stock Unit
Transaction date
Sep 01, 2026
Filed Sep 11, 2026, 09:02 PM · 10d delay
Shares
5,800 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
139,271 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Derivative Transaction Direct Ownership
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
  • delayed_filing-6 points

    reporting_delay_days = 10

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

SVP, Corporate Controller

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares").

  2. F2

    The Reporting Person was granted RSU awards covering 34,800 RSUs on September 1, 2024 (the "September RSUs"). 5,800 of the September RSUs vested on September 1, 2026.

  3. F3

    Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares.

  4. F4

    The Equity Shares were sold to satisfy the Reporting Person's tax withholding obligations at a price of $9.00 per share.

  5. F5

    The 3,818 Equity Shares sold on September 11, 2026 represent the remaining Equity Shares acquired upon settlement of the 5,800 RSUs that vested on June 1, 2026, after 1,982 Equity Shares were sold on…

Original filing · 0001104659-26-107116
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