Transaction · 0001437749-26-030189

Phillips Amy

Phillips Amy, EVP, RD, reported a transaction classified as exercise at ETHAN ALLEN INTERIORS INC involving 990.000000 shares for an estimated $21710.70. Reported holdings after the transaction were 23467.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEVP, RD
ETDETHAN ALLEN INTERIORS INC
Trade date
Sep 11, 2026
Filing date
Sep 11, 2026
View on SEC Insider profile
Disclosed value$21.7kShares × reported price
Shares traded990$21.93 per share
Holdings after23.4kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

ETD price since this filing

Daily closing prices, with the filing date and available return windows
ETD · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +2.6%1d ago -0.4%
Returns since7d -2.4%30d -7.3%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001437749-26-030189
Common Stock
Transaction date
Sep 11, 2026
Filed Sep 11, 2026, 09:02 PM · 0d delay
Shares
990 sh
$21.93 per share
Estimated value
$21.7k
Computed from shares × price
Holdings after
23,467 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+10 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 0

    Filing reported within two business days of the transaction.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP, Retail Division

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

  2. F2

    Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the nu…

Original filing · 0001437749-26-030189
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