Transaction · 0001213900-26-099533

Novak Steven P

NOVAK STEVEN P, DIR, reported an open-market or private sale at Oxford Square Capital Corp. involving 5000.000000 shares for an estimated $6775.00. Reported holdings after the transaction were 15000.758600 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SDIR
OXSQOxford Square Capital Corp.
Trade date
Sep 03, 2026
Filing date
Sep 14, 2026
View on SEC Insider profile
Disclosed value-$6.77kShares × reported price
Shares traded5.00k$1.36 per share
Holdings after15.0kIndirect · As executor of estate of spouse
% of reported position traded25%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 20,000.7586 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 11 calendar days after the transaction date.

OXSQ price since this filing

Daily closing prices, with the filing date and available return windows
OXSQ · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d -6.7%30d -0.7%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001213900-26-099533
Common Stock, par value $0.01 per share
Transaction date
Sep 03, 2026
Filed Sep 14, 2026, 02:51 PM · 11d delay
Shares
5,000 sh
$1.36 per share
Estimated value
-$6.77k
Computed from shares × price
Holdings after
15,000.7586 sh
Indirect · As executor of estate of spouse

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Large Holdings Reduction
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • delayed_filing-6 points

    reporting_delay_days = 11

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended

No footnotes recorded.

Original filing · 0001213900-26-099533
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

OXSQ