Transaction · 0001213900-26-108741

Ledwick Tim S

LEDWICK TIM S, CFO, reported a transaction classified as withholding at Dominari Holdings Inc. involving 77031.000000 shares for an estimated $168697.89. Reported holdings after the transaction were 267845.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

withholdingSEC transaction code FCFO
DOMHDominari Holdings Inc.
Trade date
Sep 30, 2026
Filing date
Oct 13, 2026
View on SEC Insider profile
Estimated value-$168kShares × reported price
Shares traded77.0k$2.19 per share
Holdings after267kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 13 calendar days after the transaction date.

DOMH price since this filing

Daily closing prices, with the filing date and available return windows
DOMH · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +9.9%1w ago +15.0%1d ago +12.7%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001213900-26-108741
Common Stock
Transaction date
Sep 30, 2026
Filed Oct 13, 2026, 12:00 PM · 13d delay
Shares
77,031 sh
$2.19 per share
Estimated value
-$168k
Computed from shares × price
Holdings after
267,845 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Reduction
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
  • delayed_filing-6 points

    reporting_delay_days = 13

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Financial Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares withheld to fulfill tax withholding obligations with respect to the vesting of a previously granted restricted stock unit award.

Original filing · 0001213900-26-108741
Related transactions

0 other transactions

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