Transaction · 0001213900-26-108753

Oberbeck Christian L

Oberbeck Christian L, CEO, DIR, reported an open-market or private purchase at SARATOGA INVESTMENT CORP. involving 15000.000000 shares for an estimated $223350.00. Reported holdings after the transaction were 15000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PCEO, DIR
SARSARATOGA INVESTMENT CORP.
Trade date
Oct 08, 2026
Filing date
Oct 13, 2026
View on SEC Insider profile
Estimated value$223kShares × reported price
Shares traded15.0k$14.89 per share
Holdings after15.0kIndirect · By Saratoga Investment Advisors, LLC
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

New position: there is no prior reported position to use as a percentage baseline.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

SAR price since this filing

Daily closing prices, with the filing date and available return windows
SAR · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +16.1%1w ago +11.2%1d ago -0.8%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001213900-26-108753
Common Stock
Transaction date
Oct 08, 2026
Filed Oct 13, 2026, 12:30 PM · 5d delay
Shares
15,000 sh
$14.89 per share
Estimated value
$223k
Computed from shares × price
Holdings after
15,000 sh
Indirect · By Saratoga Investment Advisors, LLC

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Director Buy Large Holdings Increase
Filing-only score

+32 points

Compact filing score computed from stored Form 4 facts. Version v1.

Strong filing signal

This filing has a high positive filing-only score. It may deserve closer research, but it is not an investment recommendation.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • ceo_buy+12 points

    is_officer + officer_title/role mentions CEO

    CEO open-market purchase.
  • large_holdings_increase+8 points

    large-holdings-increase signal matched

    Reported acquired shares meet the configured percentage of post-transaction holdings.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CEO and Director

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    On October 8, 2026, Saratoga Investment Advisors LLC ("SIA LLC") purchased 15,000 shares of common stock. SIA LLC is 100% owned and controlled by Mr. Oberbeck.

  2. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.50 to $15.10 per share, in…

  3. F2

    On October 9, 2026, Saratoga Investment Advisors LLC ("SIA LLC") purchased 15,000 shares of common stock. SIA LLC is 100% owned and controlled by Mr. Oberbeck.

  4. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.60 to $14.94 per share, in…

Original filing · 0001213900-26-108753
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