Transaction · 0001902313-26-000007

Botelho Kiersten Zaza

Botelho Kiersten Zaza, CLO, CCO, reported a transaction classified as withholding at Hercules Capital, Inc. involving 1018.000000 shares for an estimated $16807.18. Reported holdings after the transaction were 88370.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

withholdingSEC transaction code FCLO, CCO
HTGCHercules Capital, Inc.
Trade date
Oct 09, 2026
Filing date
Oct 13, 2026
View on SEC Insider profile
Estimated value-$16.8kShares × reported price
Shares traded1.01k$16.51 per share
Holdings after88.3kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

HTGC price since this filing

Daily closing prices, with the filing date and available return windows
HTGC · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +1.1%1d ago +0.1%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001902313-26-000007
Common Stock
Transaction date
Oct 09, 2026
Filed Oct 13, 2026, 07:14 PM · 4d delay
Shares
1,018 sh
$16.51 per share
Estimated value
-$16.8k
Computed from shares × price
Holdings after
88,370 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Legal Officer & CCO

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.

Original filing · 0001902313-26-000007
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

HTGC