Transaction · 0001628280-26-065797

Musunuri Shankar

Musunuri Shankar, CEO, reported an open-market or private sale at Ocugen, Inc. involving 57264.000000 shares for an estimated $54400.80. Reported holdings after the transaction were 1030771.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SCEO
OCGNOcugen, Inc.
Estimated value-$54.4kShares × reported price
Shares traded57.2k$0.95 per share
Holdings after1.03MIndirect · By: KVM Holdings, LLC
% of reported position traded5.26%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 1,088,035 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

OCGN price since this filing

Daily closing prices, with the filing date and available return windows
OCGN · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +7.4%1d ago +2.1%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001628280-26-065797
Common Stock
Transaction date
Oct 09, 2026
Filed Oct 14, 2026, 01:07 AM · 5d delay
Shares
57,264 sh
$0.95 per share
Estimated value
-$54.4k
Computed from shares × price
Holdings after
1,030,771 sh
Indirect · By: KVM Holdings, LLC

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Repeat Seller 10b5-1 Detected
Filing-only score

-10 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026

  2. F2

    The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.90 to $0.99, inclusive. The Reporting Person undertakes to

  3. provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate pri…

  4. F3

    The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.90 to $0.99, inclusive. The Reporting Person undertakes to pro…

  5. F4

    The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power over the shares held by KVM Holdings, LLC.

Original filing · 0001628280-26-065797
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