Transaction · 0001683168-26-007822

Frakes James B

FRAKES JAMES B, CFO, CEO, reported a transaction classified as grant at AETHLON MEDICAL INC involving 42000.000000 shares for an estimated $0.00. Reported holdings after the transaction were 42063.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACFO, CEO
AEMDAETHLON MEDICAL INC
Trade date
Oct 08, 2026
Filing date
Oct 14, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded42.0k$0.00 per share
Holdings after42.0kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 6 calendar days after the transaction date.

AEMD price since this filing

Daily closing prices, with the filing date and available return windows
AEMD · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +0.0%1w ago +0.0%1d ago +0.0%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001683168-26-007822
Common Stock
Transaction date
Oct 08, 2026
Filed Oct 14, 2026, 01:13 AM · 6d delay
Shares
42,000 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
42,063 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Increase
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
  • delayed_filing-6 points

    reporting_delay_days = 6

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CFO/CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Represents a grant of 42,000 restricted stock units ("RSUs") pursuant to the Issuer's 2020 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of the Issuer'…

Original filing · 0001683168-26-007822
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