Transaction · 0001622627-26-000026

Rosalind Advisors, Inc.

Rosalind Advisors, Inc., DIR, reported a transaction classified as other at DELCATH SYSTEMS, INC. involving 27502.000000 shares for an estimated $0.00. Reported holdings after the transaction were 3389593.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JDIR
DCTHDELCATH SYSTEMS, INC.
Trade date
Oct 13, 2026
Filing date
Oct 14, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded27.5k$0.00 per share
Holdings after3.38MIndirect · By Rosalind Advisors Inc., the advisor to the Rosalind Funds
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

DCTH price since this filing

Daily closing prices, with the filing date and available return windows
DCTH · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001622627-26-000026
Common Stock
Transaction date
Oct 13, 2026
Filed Oct 14, 2026, 06:44 PM · 1d delay
Shares
27,502 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
3,389,593 sh
Indirect · By Rosalind Advisors Inc., the advisor to the Rosalind Funds
Filing-only score

0 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • ambiguous_code-4 points

    transaction_code = J

    Other/ambiguous code reduces confidence.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein

  2. F2

    Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares.

  3. F3

    Shares distributed in kind by Rosalind Opportunities Fund I L.P. to limited partners in satisfaction of redemption requests, for no consideration.

  4. F4

    The Series E Preferred Stock has no expiration date and is immediately convertible.

Original filing · 0001622627-26-000026
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