Transaction · 0001622627-26-000026

Rosalind Advisors, Inc.

Rosalind Advisors, Inc., DIR, reported a transaction classified as unknown at DELCATH SYSTEMS, INC. involving 36.270000 shares for an estimated $0.00. Reported holdings after the transaction were 9112.380000 shares. A 10b5-1 reference was not detected in the stored filing text.

unknownSEC transaction code CDIR
DCTHDELCATH SYSTEMS, INC.
Trade date
Oct 13, 2026
Filing date
Oct 14, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded36$0.00 per share
Holdings after9.11kIndirect · Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

DCTH price since this filing

Daily closing prices, with the filing date and available return windows
DCTH · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
unknown
Code C
Identifier
0001622627-26-000026
Series E preferred
Transaction date
Oct 13, 2026
Filed Oct 14, 2026, 06:44 PM · 1d delay
Shares
36.27 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
9,112.38 sh
Indirect · Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction
Filing-only score

-12 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein

  2. F2

    Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares.

  3. F3

    Shares distributed in kind by Rosalind Opportunities Fund I L.P. to limited partners in satisfaction of redemption requests, for no consideration.

  4. F4

    The Series E Preferred Stock has no expiration date and is immediately convertible.

Original filing · 0001622627-26-000026
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