Transaction · 0001683168-26-007878

Broenniman Edward G

BROENNIMAN EDWARD G, DIR, reported a transaction classified as withholding at AETHLON MEDICAL INC involving 218.000000 shares for an estimated $1421.36. Reported holdings after the transaction were 4313.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

withholdingSEC transaction code FDIR
AEMDAETHLON MEDICAL INC
Trade date
Sep 30, 2026
Filing date
Oct 15, 2026
View on SEC Insider profile
Estimated value-$1.42kShares × reported price
Shares traded218$6.52 per share
Holdings after4.31kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 15 calendar days after the transaction date.

AEMD price since this filing

Daily closing prices, with the filing date and available return windows
AEMD · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -48.7%1w ago -48.7%1d ago -48.7%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001683168-26-007878
Common Stock
Transaction date
Sep 30, 2026
Filed Oct 15, 2026, 04:48 PM · 15d delay
Shares
218 sh
$6.52 per share
Estimated value
-$1.42k
Computed from shares × price
Holdings after
4,313 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
  • delayed_filing-6 points

    reporting_delay_days = 15

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The Reporting Person forfeited 218 shares of common stock upon conversion of an aggregate 1,091 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, usi…

  2. F2

    The amount of securities beneficially owned is being amended to account for a typographical error in the Form 4 filed on April 21, 2026. The number of shares beneficially owned following the reported…

Original filing · 0001683168-26-007878
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