Transaction · 0001079973-26-001363

Recker Frank Douglas

Recker Frank Douglas, CEO, reported an open-market or private purchase at DUOS TECHNOLOGIES GROUP, INC. involving 9250.000000 shares for an estimated $84557.03. Reported holdings after the transaction were 9250.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PCEO
DUOTDUOS TECHNOLOGIES GROUP, INC.
Estimated value$84.5kShares × reported price
Shares traded9.25k$9.14 per share
Holdings after9.25kIndirect · By IRA
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

New position: there is no prior reported position to use as a percentage baseline.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
2 warnings
amended filingThis transaction comes from an amended Form 4 filing.
delayed filingThe filing was reported 23 calendar days after the transaction date.

DUOT price since this filing

Daily closing prices, with the filing date and available return windows
DUOT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +84.3%1w ago +85.5%1d ago +85.5%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001079973-26-001363
Common Stock, $0.001 par value
Transaction date
Sep 22, 2026
Filed Oct 15, 2026, 08:16 PM · 23d delay
Shares
9,250 sh
$9.14 per share
Estimated value
$84.5k
Computed from shares × price
Holdings after
9,250 sh
Indirect · By IRA

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Amended Filing CEO Buy Cluster Buy Delayed Filing Director Buy Large Holdings Increase Repeat Buyer
Filing-only score

+42 points

Compact filing score computed from stored Form 4 facts. Version v1.

Strong filing signal

This filing has a high positive filing-only score. It may deserve closer research, but it is not an investment recommendation.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • ceo_buy+12 points

    is_officer + officer_title/role mentions CEO

    CEO open-market purchase.
  • cluster_buy+14 points

    cluster-buy signal matched

    Multiple insiders bought within the configured window.
  • repeat_buyer+8 points

    repeat-buyer signal matched

    Same insider bought again within the configured window.
  • large_holdings_increase+8 points

    large-holdings-increase signal matched

    Reported acquired shares meet the configured percentage of post-transaction holdings.
  • amended_filing-6 points

    is_amendment = true

    Amended filing: the original transaction may have been restated.
  • delayed_filing-6 points

    reporting_delay_days = 23

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to…

  2. F2

    These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to cliff-vesting periods. The grant was in two tranches of 440,000 shares each, with each suc…

Amended filing · 0001079973-26-001363
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