Transaction · 0001079973-26-001365

Recker Frank Douglas

Recker Frank Douglas, CEO, reported a transaction classified as grant at DUOS TECHNOLOGIES GROUP, INC. involving 2799.000000 shares for an estimated $25005.99. Reported holdings after the transaction were 2799.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACEO
DUOTDUOS TECHNOLOGIES GROUP, INC.
Trade date
Sep 30, 2026
Filing date
Oct 15, 2026
View on SEC Insider profile
Estimated value$25.0kShares × reported price
Shares traded2.79k$8.93 per share
Holdings after2.79kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
2 warnings
amended filingThis transaction comes from an amended Form 4 filing.
delayed filingThe filing was reported 15 calendar days after the transaction date.

DUOT price since this filing

Daily closing prices, with the filing date and available return windows
DUOT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +85.5%1w ago +60.4%1d ago +60.2%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001079973-26-001365
Common Stock, $0.001 par value
Transaction date
Sep 30, 2026
Filed Oct 15, 2026, 08:17 PM · 15d delay
Shares
2,799 sh
$8.93 per share
Estimated value
$25.0k
Computed from shares × price
Holdings after
2,799 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Amended Filing Delayed Filing Direct Ownership Large Holdings Increase
Filing-only score

-28 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
  • amended_filing-6 points

    is_amendment = true

    Amended filing: the original transaction may have been restated.
  • delayed_filing-6 points

    reporting_delay_days = 15

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer.

  2. F2

    These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to…

  3. F3

    These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to cliff-vesting periods. The grant was in two tranches of 440,000 shares each, with each suc…

Amended filing · 0001079973-26-001365
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