Transaction · 0001437749-26-032768

Sugarman Steven

Sugarman Steven, PRES, reported a transaction classified as grant at PATRIOT NATIONAL BANCORP INC involving 293098.000000 shares for an estimated $0.00. Reported holdings after the transaction were 426982.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code APRES
PNBKPATRIOT NATIONAL BANCORP INC
Trade date
Oct 14, 2026
Filing date
Oct 16, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded293k$0.00 per share
Holdings after426kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

PNBK price since this filing

Daily closing prices, with the filing date and available return windows
PNBK · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +14.1%1w ago +8.2%1d ago -1.2%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001437749-26-032768
Restricted Stock Units
Transaction date
Oct 14, 2026
Filed Oct 16, 2026, 02:57 PM · 2d delay
Shares
293,098 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
426,982 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership Large Holdings Increase
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President and CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

  2. F2

    On October 14, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted 293,098 RSUs…

Original filing · 0001437749-26-032768
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