Transaction · 0001437749-26-032959

Rubin Shmuel

Rubin Shmuel, PRES, CEO, reported a transaction classified as grant at LIGHTPATH TECHNOLOGIES INC involving 375000.000000 shares. Reported holdings after the transaction were 375000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code APRES, CEO
LPTHLIGHTPATH TECHNOLOGIES INC
Trade date
Mar 23, 2026
Filing date
Oct 19, 2026
View on SEC Insider profile
Estimated value—Shares × reported price
Shares traded375kPrice unknown
Holdings after375kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
2 warnings
delayed filingThe filing was reported 210 calendar days after the transaction date.
missing priceThe filing did not provide a usable price per share.

LPTH price since this filing

Daily closing prices, with the filing date and available return windows
LPTH · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +40.0%1w ago +60.1%1d ago +60.1%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001437749-26-032959
Restricted Stock Units
Transaction date
Mar 23, 2026
Filed Oct 19, 2026, 11:37 PM · 210d delay
Shares
375,000 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
375,000 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Derivative Transaction Direct Ownership Large Holdings Increase
Filing-only score

-24 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
  • delayed_filing-6 points

    reporting_delay_days = 210

    Filing delay exceeds the configured threshold.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President & CEO

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

  2. F2

    The restricted stock units vest equally over a three-year period, with the first vesting on March 23, 2027.

Original filing · 0001437749-26-032959
Related transactions

0 other transactions

Same SEC filing
Recent company activity

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