Transaction · 0001510281-26-000363

Saba Capital Management, L.P.

Saba Capital Management, L.P., 10%, reported an open-market or private purchase at JAPAN SMALLER CAPITALIZATION FUND INC involving 16222.000000 shares for an estimated $193690.68. Reported holdings after the transaction were 2712376.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code P10%
JOFJAPAN SMALLER CAPITALIZATION FUND INC
Trade date
Oct 16, 2026
Filing date
Oct 20, 2026
View on SEC Insider profile
Estimated value$193kShares × reported price
Shares traded16.2k$11.94 per share
Holdings after2.71MIndirect · _
% of reported position traded0.6%This security and ownership context
How reported position traded is calculated

Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 2,696,154 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

JOF price since this filing

Daily closing prices, with the filing date and available return windows
JOF · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001510281-26-000363
Common Stock
Transaction date
Oct 16, 2026
Filed Oct 20, 2026, 06:15 PM · 4d delay
Shares
16,222 sh
$11.94 per share
Estimated value
$193k
Computed from shares × price
Holdings after
2,712,376 sh
Indirect · _

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Repeat Buyer 10% Owner Buy
Filing-only score

+24 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • ten_percent_owner_buy+4 points

    is_ten_percent_owner = true

    10% beneficial owner open-market purchase.
  • repeat_buyer+8 points

    repeat-buyer signal matched

    Same insider bought again within the configured window.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector No10% YesOther No
Footnotes & amended

No footnotes recorded.

Original filing · 0001510281-26-000363
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

JOF