Transaction · 0001860481-26-000019

Kappus Anthony Ray

Kappus Anthony Ray, GM, COO, reported a transaction classified as exercise at UPWORK, INC involving 1413.000000 shares. Reported holdings after the transaction were 77755.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MGM, COO
UPWKUPWORK, INC
Trade date
Oct 18, 2026
Filing date
Oct 20, 2026
View on SEC Insider profile
Estimated value—Shares × reported price
Shares traded1.41kPrice unknown
Holdings after77.7kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

UPWK price since this filing

Daily closing prices, with the filing date and available return windows
UPWK · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -4.6%1w ago -1.7%1d ago -3.7%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001860481-26-000019
Common Stock
Transaction date
Oct 18, 2026
Filed Oct 20, 2026, 08:34 PM · 2d delay
Shares
1,413 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
77,755 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+2 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

GM & Chief Operating Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

  2. F2

    Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by…

  3. F3

    The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.36 to

  4. $8.4950 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the

  5. Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

  6. F4

    The RSUs vest in equal quarterly installments over four years beginning on July 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Original filing · 0001860481-26-000019
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

UPWK