Transaction · 0001493152-26-047898

Hicks Mack H.

Hicks Mack H., DIR, reported a transaction classified as grant at Beneficient involving 20910.000000 shares for an estimated $0.00. Reported holdings after the transaction were 47738.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
BENFBeneficient
Trade date
Sep 30, 2026
Filing date
Oct 21, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded20.9k$0.00 per share
Holdings after47.7kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 21 calendar days after the transaction date.

BENF price since this filing

Daily closing prices, with the filing date and available return windows
BENF · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +199.0%1d ago +45.4%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001493152-26-047898
Class A Common Stock
Transaction date
Sep 30, 2026
Filed Oct 21, 2026, 08:15 PM · 21d delay
Shares
20,910 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
47,738 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Increase
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
  • delayed_filing-6 points

    reporting_delay_days = 21

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% YesOther No
Footnotes & amended
  1. F1

    Includes 20,910 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 20,910 restricted stock units ("RSU…

  2. F2

    Includes 26,828 shares of Class A common stock issuable upon the settlement of an award of 26,828 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. Suc…

  3. F3F4(2 footnotes)

    These shares of Class A common stock are held by Hicks Holdings Operating, LLC, a Delaware limited liability company ("Hicks Holdings"). Mack Hicks is the sole member of Hicks Holdings and has the pow…

Original filing · 0001493152-26-047898
Related transactions

0 other transactions

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Recent company activity

0 recent txs

BENF