Transaction · 0001628280-26-058423

Gates Greg

Gates Greg, DIR, reported a transaction classified as exercise at LPL Financial Holdings Inc. involving 7189.000000 shares for an estimated $0.00. Reported holdings after the transaction were 0.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MDIR
LPLALPL Financial Holdings Inc.
Filing timeAug 21
Trade dateAug 20, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$361.35
Pre-filing
1mo ago -9.2%1w ago +3.8%1d ago -0.6%
Returns since
7d +2.6%30d +2.6%90d +2.6%180d +2.6%1y +2.6%

LPLA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LPLA since 2026-08-21Filed 13 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0001628280-26-058423
Option to purchase Common Stock
Transaction date
Aug 20, 2026
Filed Aug 21, 2026, 08:08 PM · 1d delay
Shares
7.18k sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
0 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Derivative Transaction Direct Ownership
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Group Managing Director

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.25 to $355.47, inclusive. The reporting person undertakes to

  2. provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number

  3. of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

  4. F2

    Consists of (i) 15,807 shares of Common Stock; (ii) 776 restricted stock units that vest in full on February 25, 2027; (iii) 1,438 restricted stock units that vest ratably on each of February 25, 2027…

  5. F3

    This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2…

Original filing · 0001628280-26-058423
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Same reporting owner
Recent company activity

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LPLA