Transaction · 0001523212-26-000002

Rothe Christian E

Rothe Christian E, SVC, reported a transaction classified as exercise at ROCKWELL AUTOMATION, INC involving 1257.000000 shares for an estimated $0.00. Reported holdings after the transaction were 11018.694100 shares. The stored filing text includes a detected 10b5-1 reference.

exerciseSEC transaction code MSVC
ROKROCKWELL AUTOMATION, INC
Trade date
Aug 19, 2026
Filing date
Aug 21, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded1.25k$0.00 per share
Holdings after11.0kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

ROK price since this filing

Daily closing prices, with the filing date and available return windows
ROK · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +4.9%1w ago +3.3%1d ago -0.8%
Returns since7d -1.4%30d -4.9%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001523212-26-000002
Common Stock
Transaction date
Aug 19, 2026
Filed Aug 21, 2026, 10:11 PM · 2d delay
Shares
1,257 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
11,018.6941 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership 10b5-1 Detected
Filing-only score

0 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Sr. VP and CFO

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026.

  2. F2

    Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026.

  3. F3

    Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company…

  4. F4

    Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

  5. F5

    The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Original filing · 0001523212-26-000002
Related transactions

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ROK