Transaction · 0001489550-26-000004

Wupen Yuen

Wupen Yuen, PRES, GBU, reported a transaction classified as withholding at Lumentum Holdings Inc. involving 6705.000000 shares for an estimated $5811290.55. Reported holdings after the transaction were 93729.000000 shares. The stored filing text includes a detected 10b5-1 reference.

withholdingSEC transaction code FPRES, GBU
LITELumentum Holdings Inc.
Estimated value-$5.81MShares × reported price
Shares traded6.70k$866.71 per share
Holdings after93.7kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

LITE price since this filing

Daily closing prices, with the filing date and available return windows
LITE · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -4.3%1w ago +6.9%1d ago +1.5%
Returns since7d +3.3%30d +10.1%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001489550-26-000004
Common Stock
Transaction date
Aug 21, 2026
Filed Aug 22, 2026, 12:43 AM · 1d delay
Shares
6,705 sh
$866.71 per share
Estimated value
-$5.81M
Computed from shares × price
Holdings after
93,729 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership 10b5-1 Detected
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

PRESIDENT, GLOBAL BUS. UNITS

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

  2. F2

    These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Original filing · 0001489550-26-000004
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