Transaction · 0001355435-26-000002

Giles Brent M

GILES BRENT M, CEO, reported a transaction classified as grant at HAWTHORN BANCSHARES, INC. involving 6849.000000 shares for an estimated $0.00. Reported holdings after the transaction were 20143.650400 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACEO
HWBKHAWTHORN BANCSHARES, INC.
Trade date
May 01, 2026
Filing date
May 05, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded6.84k$0.00 per share
Holdings after20.1kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

HWBK price since this filing

Daily closing prices, with the filing date and available return windows
HWBK · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001355435-26-000002
Common Stock
Transaction date
May 01, 2026
Filed May 05, 2026, 08:07 PM · 4d delay
Shares
6,849 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
20,143.6504 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership Large Holdings Increase
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CHIEF EXECUTIVE OFFICER

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Consists of (a) 35.6504 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be s…

  2. F2

    Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.

  3. F3

    Includes shares acquired since the last report pursuant to the Company's DRIP program and vested RSUs.

Original filing · 0001355435-26-000002
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HWBK