Transaction · 0001628280-26-030838

Nelson Adam D

Nelson Adam D, EVP, GC, reported a transaction classified as grant at Triumph Financial, Inc. involving 1850.000000 shares for an estimated $0.00. Reported holdings after the transaction were 26682.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code AEVP, GC
TFINTriumph Financial, Inc.
Trade date
May 01, 2026
Filing date
May 06, 2026
View on SEC Insider profile
Estimated value$0Shares × reported price
Shares traded1.85k$0.00 per share
Holdings after26.6kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
amended filingThis transaction comes from an amended Form 4 filing.

TFIN price since this filing

Daily closing prices, with the filing date and available return windows
TFIN · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -10.8%1w ago -10.8%1d ago -10.8%
Returns since7d +0.0%30d +5.9%90d +18.2%180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001628280-26-030838
Common Stock
Transaction date
May 01, 2026
Filed May 06, 2026, 12:02 AM · 5d delay
Shares
1,850 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
26,682 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Amended Filing Direct Ownership
Filing-only score

-22 points

Compact filing score computed from stored Form 4 facts. Version v1.

Low filing signal

This filing has a meaningfully negative filing-only score. It is likely less useful as a positive insider-activity signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • grant_or_award-22 points

    transaction_code = A

    Grant or award transactions are scheduled compensation, not discretionary.
  • amended_filing-6 points

    is_amendment = true

    Amended filing: the original transaction may have been restated.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP and General Counsel

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

  2. F2

    Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

  3. F3

    This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 2,710 shares to 2,017 shares.

  4. F4

    Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

  5. F5

    Consists of (i) 23,044 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements…

  6. F6

    Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

  7. F7

    Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the…

Amended filing · 0001628280-26-030838
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