Transaction · 0001213900-26-057053

Yu Alan

Yu Alan, CEO, reported a transaction classified as exercise at Karat Packaging Inc. involving 8000.000000 shares. Reported holdings after the transaction were 6099305.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCEO
KRTKarat Packaging Inc.
Trade date
May 12, 2026
Filing date
May 15, 2026
View on SEC Insider profile
Disclosed valueUnknownShares × reported price
Shares traded8.00kPrice unknown
Holdings after6.09MDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

KRT price since this filing

Daily closing prices, with the filing date and available return windows
KRT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -2.2%1w ago +0.0%1d ago +0.0%
Returns since7d +0.0%30d -5.1%90d +65.1%180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001213900-26-057053
Common Stock
Transaction date
May 12, 2026
Filed May 15, 2026, 01:28 AM · 3d delay
Shares
8,000 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
6,099,305 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-2 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% YesOther No
Footnotes & amended
  1. F1

    Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs").

  2. F2

    The RSUs convert into common stock on a one-for-one basis.

  3. F3

    On March 11, 2026, the reporting person was granted 32,000 RSUs. These RSUs vest in two equal, annual installments beginning on March 10, 2027.

  4. F4

    On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024.

Original filing · 0001213900-26-057053
Related transactions

0 other transactions

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Recent company activity

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