Transaction · 0001683168-26-008088

Lin Chih-Hsiang (Thompson)

Lin Chih-Hsiang (Thompson), PRES, reported a transaction classified as withholding at APPLIED OPTOELECTRONICS, INC. involving 9331.000000 shares for an estimated $721472.92. Reported holdings after the transaction were 1286716.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

withholdingSEC transaction code FPRES
AAOIAPPLIED OPTOELECTRONICS, INC.
Trade date
Oct 22, 2026
Filing date
Oct 26, 2026
View on SEC Insider profile
Disclosed value-$721kShares × reported price
Shares traded9.33k$77.32 per share
Holdings after1.28MDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

AAOI price since this filing

Daily closing prices, with the filing date and available return windows
AAOI · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
withholding
Code F
Identifier
0001683168-26-008088
Common Stock, $.001 par value
Transaction date
Oct 22, 2026
Filed Oct 26, 2026, 08:05 PM · 4d delay
Shares
9,331 sh
$77.32 per share
Estimated value
-$721k
Computed from shares × price
Holdings after
1,286,716 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tax_withholding-22 points

    transaction_code = F

    Tax withholding on vesting shares is mechanical.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President and CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

  2. F2

    Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

  3. F3

    Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.

  4. F4

    Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 9, 2026.

  5. F5

    The securities indirectly held in the Family Trust through the ownership of interests in the LLC are for the benefit of the reporting person's heirs. The reporting person is the settlor of the irrevoc…

Original filing · 0001683168-26-008088
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